POS AM: Post-effective amendment to a registration statement that is not immediately effective upon filing
Published on March 12, 2024
As filed with the Securities and Exchange Commission on March 12, 2024
Registration No. 333-273964
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
__________________________
POST-EFFECTIVE
AMENDMENT NO. 1
to
FORM S-4
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
__________________________
__________________________
| 7371 | 88-0434915 | ||
(State or other jurisdiction of | (Primary Standard Industrial | (I.R.S. Employer |
2479 E. Bayshore Road, Suite 195
Palo Alto, CA 94303
(408) 702-2167
(Address, including zip code, and telephone number, including area code, of Registrant’s principal executive offices)
__________________________
Nadir Ali
Chief Executive Officer
Inpixon
2479 E. Bayshore Road, Suite 195
Palo Alto, CA 94303
(408) 702-2167
(Name, address, including zip code, and telephone number, including area code, of agent for service)
__________________________
Copies to:
Kevin Friedmann, Esq. |
Ronald R. Levine II, Esq. |
__________________________
Approximate date of commencement of proposed sale of the securities to the public: As soon as practicable after this registration statement is declared effective and all other conditions to the Business Combination described in the enclosed proxy statement/prospectus have been satisfied or waived.
If the securities being registered on this Form are being offered in connection with the formation of a holding company and there is compliance with General Instruction G, check the following box: ☐
If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering: ☐
If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering: ☒
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.
Large accelerated filer | ☐ | Accelerated filer | ☐ | |||
| ☒ | Smaller reporting company | | |||
Emerging growth company | |
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐
If applicable, place an X in the box to designate the appropriate rule provision relied upon in conducting this transaction:
Exchange Act Rule 13e-4(i) (Cross-Border Issuer Tender Offer) ☐
Exchange Act Rule 14d-l(d) (Cross-Border Third-Party Tender Offer) ☐
The registrant hereby amends this registration statement on such date or dates as may be necessary to delay its effective date until the registrant shall file a further amendment which specifically states that this registration statement shall thereafter become effective in accordance with Section 8(a) of the Securities Act or until the registration statement shall become effective on such date as the SEC, acting pursuant to said Section 8(a), may determine.
EXPLANATORY NOTE
PART II
INFORMATION NOT REQUIRED IN PROSPECTUS
Item 21. Exhibits and Financial Statements Schedules.
(a) Exhibits.
EXHIBIT |
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2.1+# |
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4.1# |
II-1
EXHIBIT |
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5.1 |
Opinion of Greenberg Traurig LLP as to the validity of the securities registered. |
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10.8*# |
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EXHIBIT |
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EXHIBIT |
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10.35*# |
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EXHIBIT |
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10.56# |
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10.57# |
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10.58# |
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10.59*# |
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10.60*# |
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10.61+†# |
Aircraft Purchase Agreement, dated February 2, 2022, between XTI and Counterparty A. |
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10.62+# |
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21.1# |
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23.3 |
Consent of Greenberg Traurig LLP (included as part of Exhibit 5.1). |
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24.1# |
Power of Attorney (included on signature page to the initial filing of the Registration Statement). |
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99.1# |
Form of Proxy Card for Special Meeting of Stockholders of Registrant. |
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99.3# |
Consent of Gemini Valuation Services, LLC, financial advisor to Inpixon. |
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101.INS# |
XBRL Instance Document |
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101.SCH# |
XBRL Taxonomy Extension Schema Document |
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101.CAL# |
XBRL Taxonomy Extension Calculation Linkbase Document |
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101.DEF# |
XBRL Taxonomy Extension Definition Linkbase Document |
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101.LAB# |
XBRL Taxonomy Extension Label Linkbase Document |
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101.PRE# |
XBRL Taxonomy Extension Presentation Linkbase Document |
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107# |
____________
* Indicates management contract or compensatory plan.
+ Schedules and exhibits have been omitted pursuant to Item 601(b)(2) of Regulation S-K. The Registrant agrees to furnish supplementally a copy of any omitted schedule or exhibit to the SEC upon request.
† Certain portions of this exhibit have been excluded from this exhibit because the information is both not material and is the type that XTI customarily treats as private and confidential. Redacted information is indicated by [#*]. An unredacted copy of this exhibit will be furnished to the SEC upon request on a supplemental basis.
# Previously filed.
II-5
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Palo Alto, State of California, on March 12, 2024.
INPIXON |
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By: |
/s/ Nadir Ali |
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Name: |
Nadir Ali |
|||
Title: |
Chief Executive Officer |
Signature |
Title |
Date |
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/s/ Nadir Ali |
Chief Executive Officer and Director |
March 12, 2024 |
||||
Nadir Ali |
(Principal Executive Officer) |
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* |
Chief Financial Officer and Director |
March 12, 2024 |
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Wendy Loundermon |
(Principal Financial and Accounting Officer) |
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* |
Director |
March 12, 2024 |
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Leonard Oppenheim |
||||||
* |
Director |
March 12, 2024 |
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Kareem Irfan |
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* |
Director |
March 12, 2024 |
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Tanveer Khader |
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*By: |
/s/ Nadir Ali |
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Nadir Ali |
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Attorney-in-fact |
II-6