UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K/A

(Amendment No. 1)

 

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): November 24, 2020

 

INPIXON

(Exact name of registrant as specified in its charter)

 

Nevada

001-36404

88-0434915

(State or other jurisdiction of incorporation)

(Commission File Number)

(I.R.S. Employer Identification No.)

 

2479 E. Bayshore Road, Suite 195 Palo Alto, CA						94303
(Address of principal executive offices)						(Zip Code)

 

Registrant’s telephone number, including area code: (408) 702-2167

 

N/A

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the Registrant under any of the following provisions:

 

			☐			Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

			☐			Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

			☐			Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

			☐			Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company ☐

 

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If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of Each Class

Trading Symbol(s)

Name of Each Exchange on Which Registered

Common Stock

INPX

The Nasdaq Capital Market

 

 

Explanatory Note

This Current Report on Form 8-K/A amends the Current Report on Form 8-K filed by Inpixon (the “Company”) on November 27, 2020 (the “Original Form 8-K”), and is being filed solely to disclose the decision of the Company regarding the frequency with which it will submit proposals to approve executive compensation for a non-binding, advisory vote of stockholders (a “Say on Pay Proposal”) at future annual meetings of stockholders. No other changes are being made to the Original Form 8-K.

Item 5.07			Submission of Matters to a Vote of Security Holders.

As previously reported, at the Company’s 2020 annual meeting of stockholders held on November 24, 2020, stockholders approved a Say on Pay Proposal, and a majority of the votes cast by stockholders on a separate, non-binding “Say on Frequency Proposal” favored submitting a Say on Pay Proposal to a vote of stockholders every third year as recommended by the Company’s Board of Directors. Based on the stockholders’ preference, the Company’s Board of Directors has approved submission of a Say on Pay Proposal for a vote of stockholders every third year until the next required vote by stockholders on a Say on Frequency Proposal at the 2026 annual meeting of stockholders.

 

    

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SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

			INPIXON
Date: April 23, 2021			By:			/s/ Nadir Ali
			Name:			Nadir Ali
			Title:			Chief Executive Officer