3: Initial statement of beneficial ownership of securities
Published on April 11, 2014
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owners
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SYHOLDING Corp 1735 TECHNOLOGY DRIVE #430 SAN JOSE, CA 95110 |
X | |||
KHADER TANVEER 1735 TECHNOLOGY DRIVE #430 SAN JOSE, CA 95110 |
Treasurer of SyHolding Corp. |
Signatures
By: SyHolding Corporation, By: /s/ Tanveer Khader, Treasurer | 04/11/2014 | |
**Signature of Reporting Person | Date | |
By: /s/ Tanveer Khader | 04/11/2014 | |
**Signature of Reporting Person | Date |
Explanation of Responses:
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This Form 3 is filed jointly by SyHolding Corporation ("SyHolding") and Tanveer Khader ("Khader"). The securities reported in this Form 3 are owned directly by SyHolding and indirectly by Khader, who is the Treasurer of SyHolding. Khader disclaims benfecial ownership of the securities owned by SyHolding except to the extent of his pecuniary interest therein. |