SC 13G: Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions
Published on February 17, 2015
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
Sysorex Global Holdings Corp.
(Name of Issuer)
Common Stock, par value $0.001 per share
(Title of Class of Securities)
87184N 203
(CUSIP Number)
N/A
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☐ Rule 13d-1(b)
☐ Rule 13d-1(c)
☒ Rule 13d-1(d)
| * | The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
| 1 |
NAMES OF REPORTING PERSONS S.S. or I.R.S. Identification Nos. of Above Persons (Entities Only)
Geoffrey Lilien |
| 2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) ☐ (b) ☐
|
| 3 |
SEC USE ONLY
|
| 4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
USA |
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 |
SOLE VOTING POWER
1,539,241 shares. |
| 6 |
SHARED VOTING POWER
0 |
|
| 7 |
SOLE DISPOSITIVE POWER
1,539,241 shares. |
|
| 8 |
SHARED DISPOSITIVE POWER
0 |
| 9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,539,241 |
| 10 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) ☐
|
| 11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
7.8%(1) |
| 12 |
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IN |
| (1) |
Based on 19,713,248 shares of Common Stock outstanding as of December 31, 2014, as reported by the Issuer to the Reporting Person. |
| 2 |
| Item 1(a) |
Name of Issuer:
Sysorex Global Holdings Corp. |
|
| Item 1(b) |
Address of Issuer’s Principal Executive Offices:
2479 E. Bayshore Road, Suite 195, Palo Alto, CA 94303 |
|
| Item 2(a) |
Name of Person Filing:
Geoffrey Lilien |
|
| Item 2(b) |
Address of Principal Business Office or, if none, Residence:
The address for the principal business office of Geoffrey Lilien is:
c/o Sysorex Global Holdings Corp. 2479 E. Bayshore Road, Suite 195, Palo Alto, CA 94303 |
|
| Item 2(c) |
Citizenship:
Geoffrey Lilien – USA |
|
| Item 2(d) |
Title of Class of Securities:
Common Stock, par value $0.001 per share |
|
| Item 2(e) |
CUSIP No.:
87184N 203 |
|
| Item 3 |
If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
This statement is not filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c). |
|
| Item 4 | Ownership: | |
(a) Amount beneficially owned:
1,539,241
(b) Percent of class:
7.8%(1)
(c) Number of shares as to which the person has:
(i) Sole power to vote or direct the vote or to direct the vote:
1,539,241 shares.
(ii) Shared power to vote or to direct the vote:
0
(iii) Sole power to dispose or to direct the disposition of:
1,539,241 shares.
| 3 |
(iv) Shared power to dispose of or direct the disposition of:
0
| (1) |
Based on 19,713,248 shares of Common Stock outstanding as of December 31, 2014, as reported by the Issuer to the Reporting Person. |
| Item 5 |
Ownership of Five Percent or Less of a Class:
Not applicable. |
|
| Item 6 | Ownership of More than Five Percent on Behalf of Another Person: | |
|
Not applicable. |
||
| Item 7 |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person:
Not applicable. |
|
| Item 8 |
Identification and Classification of Members of the Group:
Not applicable. |
|
| Item 9 |
Notice of Dissolution of Group:
Not applicable. |
|
| Item 10 |
Certifications:
Not applicable. |
|
| 4 |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: February 17, 2015
/s/ Geoffrey Lilien |
|
| Name: Geoffrey Lilien |
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